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Investment Q&A

Not investment advice or solicitation to buy/sell securities. Do your own due diligence and/or consult an advisor.

Q: Hi, when weightings are discussed in questions from members, e.g. BCE is x% of a portfolio, does the portfolio include both the equity and bond portions or just the equity portion? Thanks, Martin
Read Answer Asked by Martin on December 03, 2020
Q: Dear 5i team:
I know that you have consistently and persistently been saying the portfolio construction and asset allocation percentages of sectors/stocks is very personal and therefore can't make suggestions.
Agreed!
May I request you to direct me/others to resources that will help us to structure a portfolio? Websites/articles/podcasts and such.
Thanks.
Read Answer Asked by Savalai on December 03, 2020
Q: I have done well with Canadian micro and small caps over the past 25 years , in large part because that is where I have found the biggest growth opportunities as the share prices are often not at all reflective of the actual and potential earnings. There seems to be far fewer opportunities in Canada (ex commodities) to make largish investments ( minimum of $50,0000) and am looking to American micro and small caps. From your experience would you say that there are much more opportunities to find bargains in the US exchanges or are American investors more aggressive and bigger risk takers so that there is less mispricing?
Tangentially, it would be educational for me to see how the 5i team goes developing a thesis for purchasing a stock.
Thanks.
Read Answer Asked by Murray on December 02, 2020
Q: Hello 5i,
This is a comment in response to the question Dale posed earlier about Norbert's Gambit. If I understood his comment correctly, he uses N.G. for CAN. to USD conversions, but can't for USD to CAN.
I use N.G. for both, but mostly for USD to CAN. and I wonder if it is more a function of his broker? I use RBC Direct Investing (for better or worse), but I do find that I have no problems with using Norbert's Gambit at all. The first time I did it, I called D.I. for some help and they were fully aware of the process and had absolutely no qualms about it as a currency exchange mechanism.
Perhaps if Dale posted to the Forums, those of us who use it both ways could offer some suggestions?
Hope this is of some help.
Cheers,
Mike
Read Answer Asked by Mike on December 02, 2020
Q: I was confused by your answer to the Q "Norbert's Gambit appears to work well to convert CAD to USD. However, this Gambit does not work for the reverse conversion. Do you have any suggestions as to how to limit your foreign exchange conversion fee, while limiting risk, when converting from USD to CA" .........why would converting from USD to CAD less efficient than CAD to USD using Norbert's Gambit?
Read Answer Asked by Scott on December 02, 2020
Q: Just renewed my I5 membership and added Portfolio Analytics. I have been a trader for over 20 years with good results but ever since I have become a member of I5 my yearly results have been verry good and this year it has been stellar. Thanks for the excellent work and the great stock pick.
Read Answer Asked by James on December 02, 2020
Q: 5I team - I have marvelled today at the quality of your answers to questions and, in particular, options questions. Great job. My question is on methodology of "optimizing" covered call strategies and would request any reference you may have available in addition to a response.I have held MRNA and sold 109 Dec covered calls, purchased the calls when the stock went to 129, resold 125 Dec CC and am now trying to develop a strategy with the stock at 149. Is the simple and. most effective process to buy the calls back and place a stop loss position short of the current price? Again, if you have a reference to provide options in dealing with this, it would be much appreciated. Thank you
Read Answer Asked by Peter on December 02, 2020
Q: What do you make of the failed financing that GSI just spent the last month working on?

The thing that leaves the worst impression to me is that they had a deadline to close by Dec. 1, and I doubt that talks broke down this afternoon - I am sure they knew for awhile if this would / wouldn't close. If they knew that they weren't going to meet the Dec. 1 deadline why wouldn't they announce it sooner?
Read Answer Asked by Jeff on December 02, 2020
Q: Hi Peter,
Can we buy options from registered account like TFSA or RRSP? If we buy from these account is there any restrictions or penalties?
Thank you,
KT
Read Answer Asked by kaushikbhai on December 02, 2020
Q: Good evening to you all - Thanks to 5i, I loaded up on BPEC eighteen months ago and now have a utility bulge in my portfolio that needs trimming. I am only underweight in "energy" and herein lies my problem. Energy in Canada seems to mean non renewables like our wonderful SU, Canadian Natural Resources and TOU. Is not BEPC an energy company as well as a utility? If say half it's valuation is in production, then could that be construed as energy sector allocation for my purposes and I don't have to sell, just mentally reallocate? Or, is this just mental gymnastics on my part and I should just sell to reduce, pay my taxes ( i'm out of losses, hopefully forever), and invest the proceeds in a normal energy company to satisfy my portfolio analytics?
Many thanks

al
Read Answer Asked by alex on December 01, 2020
Q: I just asked a question about having a U.S. account vs just buying U.S. securities in your Canadian account. I still don't quite understand.
I have some U.S. securities in my canadian cash account. Are you saying that that I will be paying some kind of "fee" on this even though they are just sitting there?
thank you for clarifying
Margaret
Read Answer Asked by Margaret on December 01, 2020
Q: If you plan to buy U.S. securities, I was told you should set up a U.S. trading account. Is there an advantage to this? If you transfer Canadian dollars into this account and then eventually sell the stock, i am aware that you have to figure out the "cost" in canadian dollars on the day you purchased and also "cost" in canadian dollars the day you sell it for tax purposes.
thank you
Margaret
Read Answer Asked by Margaret on December 01, 2020
Q: In a previous question your replied "The 17% discount makes sense considering the stock has only traded above $1.40 for two days."
I would have expected the price would have been set/negotiated at some point prior to the announcement and so would have been at a premium while this was in "the works" which I thought would have been prior to the increase. But I suspect I'm not correct on this. Can you explain how this bought deal pricing is set? Thanks John
Read Answer Asked by John on December 01, 2020
Q: Hi 5i team : what level of cash do you recommend in a portfolio ?, this outside the requirements of cash required for our own expenses (so not to sell stocks when the market had crashed/bottomed due to cash needs) . In the market environment as today , is 5%, 10 % ?, or in between ?, does it change according to the market condition ?, thanks
Read Answer Asked by Alejandro (Alex) on December 01, 2020
Q: When looking up price and volume information for some ETFs on the TMX website I noticed that for each symbol there are to other listings ending in :APH and :PUR. E.g. in addition to XEI, there is XEI:APH and XEI:PUR. Prices are almost the same but volumes differ. What do :APH and :PUR represent?
Read Answer Asked by Heinz on November 30, 2020
Q: This is a question regarding your answer to my previous question regarding taxes for options. Thank you very much for your perspective, by the way.

But, my question was not on taxes on premiums. I know they are taxed. It was about when one buys back a stock which one has previously sold a a covered call option on. Is the underlying stock considered to have been sold?
thanks
Read Answer Asked by joseph on November 30, 2020
Q: Here is what Taxtips.ca gives as a reason for not selling options:
We traded options for about a decade, and in the end finally decided to quit, because

bullet there was too much record keeping to be done
bullet we always had to keep on top of whether the stocks were close to exercise price
bullet when we used a full-service broker, it seemed we would be warned before anything was exercised and that we could have some input, but once we used a discount brokerage options would be exercised without warning, and we would find out after the fact.
bullet it was impossible to quantify true gains and losses, and it certainly didn't seem worth all the effort we put into it
They undoubtedly know more than I do but I find their analysis a little extreme. Wondering what you think of it.

I was looking at their site in order to get an idea about paying taxes on options. wasn't really clear to me. My question is whether you pay capital gains on the stock, not the option premium, but the stock capital gain, when you buy back a call option?
thanks
Read Answer Asked by joseph on November 30, 2020