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Investment Q&A

Not investment advice or solicitation to buy/sell securities. Do your own due diligence and/or consult an advisor.

Q: What are your thoughts of this closed-end fund? It has public and private investments, trades at a discount of course and with leverage to financials. I also wonder whether there would be a potential tax hit as I see they have gold acreage in Quebec carried at $0 ACB. I wonder what your opinion of management is - something here? Thanks! as a follow up to my question just asked, if you were to buy, would you look at the voting or NV shares? Thanks
Read Answer Asked by Michael on October 23, 2017
Q: Regarding asset allocation, I need to do some trimming and adding. I need to trim RY and use the proceeds to add to ZWE. In a perfect world, I'd like to nail both dividends, so I wanted to bounce the plan past you.

The ex-div date for RY is Oct 25 and the ex-div date for ZWE is Oct 27. So that means I would get the RY dividend if I sell on or after Oct 25. I would get the ZWE dividend if I buy on or before Oct 26. Did I get this right? Thanks, Steve
Read Answer Asked by Stephen on October 20, 2017
Q: Hi 5i:
Thank you for the continued great advice, insight, and the opportunity to renew at the existing membership rates.
I would like your opinion on an article in the Globe and Mail last week – Scotiabank’s AT1 security a hit; other banks expected to follow suit.
BNS issued 1.25B$ internationally through a sale of a new hybrid security that has many of the attributes of a preferred share, but is legally classified as debt. This note qualifies as additional tier 1 capital, pays interest at 4.65% for 5 years and floating thereafter, has no scheduled maturity and converts into equity in times of distress. The new hybrid security also gets around the 25% tax on any passive income generated by investors who are not resident of Canada.
There are more details in the article.
If other banks follow suit what do you think will be the effect on the retail rate reset preferred share market in Canada? Would there be a probability of the banks redeeming their preferred shares currently issued when the first redemption option comes due and replacing with this new hybrid instrument?
Thank you.








Read Answer Asked by Dennis on October 20, 2017
Q: On the company website for FC, I see a note that "dividends are treated as interest income for income tax purposes under the Canadian Income Tax Act."
I own some shares in FC and I acquired them expecting that the dividends paid would be taxed as dividends (Oops! Now I know differently). How then is it that a dividend can be treated as anything other than a dividend and what is the reasoning for a firm paying a dividend that gets taxed as interest? Why not call it what it is...interest? Thanks.
Read Answer Asked by Rob on October 20, 2017
Q: Hello - I have been following TSU with interest since it's IPO in late June. It's had a nice run over the past 4 months. I'd like to know what your take is on: (1) the recent announcement that the company is hoping to have a 1 for 10 share consolidation followed by a 10 to 1 share split, and (2) whether you think it has potential as a good growth stock. Thanks
Read Answer Asked by Martha on October 18, 2017
Q: Thanks for all you do to help us in the market. Presently I have the following exposure to both Canadian + US financials
- US:PYPL, BAC,C,
- Canadian: BND ,RY,TD.
My exposure to this sector in total is 22% of my US + Canadian Portfolio. I would like to purchase another $100,000 (Cad) in Canadian banks to take advantage of the Dividends. PS the funds are presently in a bank account that collects very low reruns. Should I wait for a pullback? or go ahead without trying to time the market also what is the risk of my exposure being so heavily weighted to US + Canadian Financials? PS Interesting that PYPL has returned 40% in the last 14 mths + BNS just over 30%. Thanks
Read Answer Asked by Terence on October 16, 2017
Q: the Company seems cheap especially when you consider it holds approx. $600M of marketable securities (approx. 1/2 being BMO shares). When i factor this out of the market cap (value) of the company and then just look at the fund management business, this is valued at a very low value and does not seem to be given credit in the market cap. Am i missing something or is the business just not doing very well.

thanks Ken
Read Answer Asked by Ken on October 16, 2017
Q: Product: TD Split share Preferred (xtd.pr.a)

Hello 5i
Thanks for the excellent investment coverage.

I have been utilizing this structured pref share as part of stable income portion of Portfolio for many years. Receiving over 5% dividend yield with a stable stock price has been helpful.

With interest rates potentially movin up over the next few years, this fixed rate product will begin to look less attractive.

If by Dec 2019 (termination date) an investor would like to terminate the holding and receive cash for shares, do you see this transaction being as simple as checking a box and waiting for cash to arrive from Quadravest? Near term Price has been $10.06 but may possibly drop below the $10.00/ share if investors want higher yield.

Do you see any risks associated with being paid out the full $10.00/ Pref share ...... on or about Dec 2019?
Any comment on what this transaction would look like?

Thanks
Dave
Read Answer Asked by David on October 16, 2017
Q: I am retired living on dividend income. I just sold my EFN as it hasn't really done anything the past two years. I have a small position of ECN from the spinoff and am wondering if I should add my EFN proceeds to ECN?
I am ok with the 1% yield as an income investor if you expect above average capital gains over the next 2-3 vs bank stocks (TD or BNS).
Or if ECN returns will be similar to TD or BNS, then I will sell ECN also and just invest the proceeds into the bank stocks.
Read Answer Asked by Curtis on October 13, 2017
Q: I have invested in AI and holding it for close to 1 year. I like this purely for income/dividend yield and stability of capital.
Recently there was a news that they are filing a base shelf prospectus.
Im concerned if this will dilute the value of my shares and dilute the dividend. How much of an impact will this have on the MIC price and the dividend earned? Please advise. Thank you.
Read Answer Asked by Sridhar on October 10, 2017